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Benjamin English

United Capital Financial Advisors

Palm Desert, CA

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Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
  • CA RA
    APPROVED
    Since 2025-01-02

Branch Locations

36921 Cook St Ste 101, Palm Desert, CA 92211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Rancho Santa Margarita CA 04/2016 11/2016
Wells Fargo Bank, Na Rancho Santa Margarita CA 02/2015 08/2021
Wells Fargo Clearing Services, Llc Rancho Santa Margarita CA 11/2016 08/2021
Goldman Sachs Personal Financial Management Palm Desert CA 08/2021 11/2023
United Capital Financial Advisors, Llc Irving TX 11/2023 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    Rancho Santa Margarita, CA
  • 02/2015 → 08/2021
    Wells Fargo Bank, Na
    Rancho Santa Margarita, CA
  • 11/2016 → 08/2021
    Wells Fargo Clearing Services, Llc
    Rancho Santa Margarita, CA
  • 08/2021 → 11/2023
    Goldman Sachs Personal Financial Management
    Palm Desert, CA
  • 11/2023 → Present
    United Capital Financial Advisors, Llc
    Irving, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-19
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2022-08-19
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Benjamin English
  • Benjamin Rudolph English

View on SEC IAPD

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MARSHA LEE & COMPANY,INC.
LOTUSLAND PROPERTIES

Other Investors

MICHAEL J GOODMAN
GREGORY C HILL
NEAL BRIAN WILSON
KIMBERLY JO SAFOYAN
JASON MCCORD NETTLETON
MARC EDELMAN KOVEN
CHRISTIAN BRAD RISENMAY
GREGORY Thomas FRECH

Other Offices

CETERA INVESTMENT ADVISERS LLC · PALM DESERT, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Palm Desert, CA
THE WEALTH CONSULTING GROUP · Palm Desert, CA
CYPRESS WEALTH SERVICES, LLC · PALM DESERT, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PALM DESERT, CA
FLC CAPITAL ADVISORS · PALM DESERT, CA
MARSHA LEE & COMPANY,INC. · PALM DESERT, CA
LOTUSLAND PROPERTIES · PALM DESERT, CA

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