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Joshua Michael Carr

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Apple Valley, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-21
MN RA APPROVED 2016-07-08
  • TX RA
    APPROVED_RES
    Since 2024-11-21
  • MN RA
    APPROVED
    Since 2016-07-08

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Gj-Rbo], Minneapolis, MN 55402 • United States

15574 Pilot Knob Rd, Apple Valley, MN 55124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Rochester MN 02/2013 Present
Wells Fargo Advisors, Llc Rochetser MN 04/2016 11/2016
Wells Fargo Clearing Services, Llc Rochetser MN 11/2016 Present
  • 02/2013 → Present
    Wells Fargo Bank, Na
    Rochester, MN
  • 04/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Rochetser, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rochetser, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-08
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2016-07-08
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Joshua Carr

View on SEC IAPD

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