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Bhawna Kochhar

Wells Fargo Clearing Services, LLC

Mountain View, CA

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-02-05
  • CA RA
    APPROVED
    Since 2021-02-05

Branch Locations

2600 El Camino Real W, Mountain View, CA 94040 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Cupertino CA 04/2016 11/2016
Wells Fargo Bank, Na Mountain View CA 01/2015 Present
Wells Fargo Clearing Services, Llc Mountain View CA 11/2016 Present
  • 04/2016 → 11/2016
    Wells Fargo Advisors Llc
    Cupertino, CA
  • 01/2015 → Present
    Wells Fargo Bank, Na
    Mountain View, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mountain View, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15

View on SEC IAPD

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LILLIAN GRACE SWENSON

Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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