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Cody A Fitting

Edward Jones

St. Louis, MO

Rough And Ready, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-14
CA RA APPROVED 2024-03-08
  • TX RA
    APPROVED_RES
    Since 2024-05-14
  • CA RA
    APPROVED
    Since 2024-03-08

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Rough And Ready, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Grass Valley CA 04/2016 06/2017
Wells Fargo Bank Na Grass Valley CA 09/2013 06/2017
Jp Morgan Chase Bank Grass Valley CA 07/2017 12/2023
Jp Morgan Securities Llc Grass Valley CA 07/2017 12/2023
Oax Coffee Llc Nevada City CA 03/2021 05/2022
Edward Jones St Louis MO 01/2024 Present
  • 04/2016 → 06/2017
    Wells Fargo Clearing Services Llc
    Grass Valley, CA
  • 09/2013 → 06/2017
    Wells Fargo Bank Na
    Grass Valley, CA
  • 07/2017 → 12/2023
    Jp Morgan Chase Bank
    Grass Valley, CA
  • 07/2017 → 12/2023
    Jp Morgan Securities Llc
    Grass Valley, CA
  • 03/2021 → 05/2022
    Oax Coffee Llc
    Nevada City, CA
  • 01/2024 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-06
S63 Uniform Securities Agent State Law Examination 2016-06-15
  • S66 Uniform Combined State Law Examination
    2024-03-06
  • S63 Uniform Securities Agent State Law Examination
    2016-06-15
Other Names
  • Cody Fitting
  • Cody Alan Fitting

View on SEC IAPD

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