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Ricardo Correa Guedes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Concord, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-29
CA RA APPROVED 2019-08-27
  • TX RA
    APPROVED
    Since 2020-06-29
  • CA RA
    APPROVED
    Since 2019-08-27

Branch Locations

1935 Mt Diablo St, Concord, CA 94520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Walnut Creek CA 04/2017 Present
Unemployed Walnut Creek CA 12/2016 04/2017
New York Life San Francisco CA 04/2016 11/2016
Bank Of America, N.A Walnut Creek CA 07/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
  • S66 Uniform Combined State Law Examination
    2019-08-26
Other Names
  • Ricardo Correa Guedes
  • Ricardo Guedes
  • Ricky Guedes

View on SEC IAPD

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Other Offices

ASSETMARK, INC. · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
INVESTMENT GROWTH MANAGEMENT, INC · Concord, CA
WELLS FARGO CLEARING SERVICES, LLC · CONCORD, CA
TECHFELLOWS MANAGEMENT, LLC · CONCORD, CA
EDWARD JONES · Concord, CA
PFS INVESTMENTS INC. · CONCORD, CA
D & T FINANCIAL ADVISORS, INC. · CONCORD, CA

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