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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-11
LA RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-04-11
  • LA RA
    APPROVED
    Since 2024-03-04

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 01/2017
Jpmorgan Chase Bank Na Baton Rouge LA 01/2017 Present
Jpmorgan Securities Llc Baton Rouge LA 01/2017 Present
  • 06/2016 → 01/2017
    Axa Advisors, Llc
    New York, NY
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    Baton Rouge, LA
  • 01/2017 → Present
    Jpmorgan Securities Llc
    Baton Rouge, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-01
S66 Uniform Combined State Law Examination 2016-12-20
  • S65 Uniform Investment Adviser Law Examination
    2024-03-01
  • S66 Uniform Combined State Law Examination
    2016-12-20
Other Names
  • Dylan Rhodus

View on SEC IAPD

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