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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-11 |
| LA | RA | APPROVED | 2024-03-04 |
Branch Locations
451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2016 | 01/2017 |
| Jpmorgan Chase Bank Na | Baton Rouge | LA | 01/2017 | Present |
| Jpmorgan Securities Llc | Baton Rouge | LA | 01/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-01 |
| S66 | Uniform Combined State Law Examination | 2016-12-20 |
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