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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-11-13 |
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
692 Roosevelt Trail, Naples, ME 04055-5336 • United States
27 Bowdoin St, Manchester, ME 04351 • United States
Manchester, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 05/2016 | 11/2020 |
| Ameriprise Financial Services Inc | Augusta | ME | 11/2020 | 11/2020 |
| Ameriprise Financial Services, Llc | Manchester | ME | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Manchester | ME | 11/2020 | Present |
Business Ownership; Fourteen Forty Financial, LLC; Owner; Manage Ameriprise Business; 27 Bowdoin Street, , Manchester, ME, 04351; Investment-Related; 01/01/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Spectrum Generations; Board Member; 1 Weston Street #109, , Augusta, ME, 4330; Not Investment-Related; 12/01/2020; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Fourteen Forty Financial, LLC; Owner; Manage advisory business; 16 Friendship Drive, , Manchester, ME, 04351; Investment-Related; 01/01/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-08 |
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