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Richard Michael Mollicone

Ameriprise Financial Services, LLC

Naples, ME

Newton, MA

Newton, MA

Greenville, RI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2024-01-29
  • RI RA
    APPROVED
    Since 2024-01-29

Branch Locations

692 Roosevelt Trail, Naples, ME 04055-5336 • United States

Newton, MA • United States

2221 Washington St, Newton, MA 02462 • United States

Greenville, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Waltham MA 02/2010 11/2016
Metlife Securities Inc. Southborough MA 01/2015 11/2016
Mml Investors Services, Llc East Providence RI 08/2017 07/2023
Unemployed Greenville RI 12/2016 07/2017
Massmutual Life Insurance Co East Providence RI 08/2017 07/2023
Ameriprise Financial Services, Llc Boston MA 07/2023 Present
  • 02/2010 → 11/2016
    Metlife Securities Inc
    Waltham, MA
  • 01/2015 → 11/2016
    Metlife Securities Inc.
    Southborough, MA
  • 08/2017 → 07/2023
    Mml Investors Services, Llc
    East Providence, RI
  • 12/2016 → 07/2017
    Unemployed
    Greenville, RI
  • 08/2017 → 07/2023
    Massmutual Life Insurance Co
    East Providence, RI
  • 07/2023 → Present
    Ameriprise Financial Services, Llc
    Boston, MA
Previous Registrations
  • 2008-02-22 → 2010-01-13
    Msi Financial Services, Inc.
    Warwick, RI
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2002-11-15
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2002-11-15
Other Names
  • Richard Mollicone
  • Rick Mollicone
  • Richard Michael Mollicone
  • Richard M Mollicone

View on SEC IAPD

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