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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-19 |
| IA | RA | APPROVED | 2016-07-15 |
Branch Locations
1065 Sierra Court Ne, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cedar Rapids | IA | 04/2016 | Present |
| Bank Of America, N.A. | Cedar Rapids | IA | 09/2016 | Present |
I*130720 For profit or not for profit: For-Profit Organization Name of outside business organization: Shield Medical, LLC Investment related: N Address of business: Cedar Rapids, Iowa 52402 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/1/2020 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Corporation Service Company
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-14 |
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