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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-11-29
IL RA APPROVED 2016-08-04
  • TX RA
    APPROVED
    Since 2016-11-29
  • IL RA
    APPROVED
    Since 2016-08-04

Branch Locations

973 Featherstone Rd, Rockford, IL 61107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rockford IL 04/2016 Present
Bank Of America, N.A. Rockford IL 04/2016 Present
Other Businesses

I*1799276, Entity Type Not-for-profit, Name of OBA: Rockford Cosmopolitan Club Address: Rockford, IL Investment Related: No Position, Title, Association: Member. Employee Start Date: 01/01/2018 No Hours: 4 yearly No Hours during trading: 0 Duties: Local philanthropic organization that raises funds for local charities that focuses on diabetes research and youth causes. Funds are raised through social events and annual poinsettia drive. I*2208296, Entity Type: Not for Profit , Name of OBA: Rosecrance Foundation, Address: Rockford, IL 61107 Investment Related: N, Position, Title, Association: Chairperson, President's Leadership Council , Employee State Date: 1/1/2025, No Hours: 2 monthly , No Hours during Trading: 0 , Duties: Working as part of a newly formed President's Leadership Council for Rosecrance Foundation. A not-for-profit entity headquarted in Rockford, IL. We are a volunteer board, one of several, that consists of young professionals that are advocates for Rosecrance and the foundation. Our goal is raise awareness for the Rosecrance Foundation through community outreach and social events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-03
  • S66 Uniform Combined State Law Examination
    2016-08-03
Other Names
  • Peter G Junor

View on SEC IAPD

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