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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-19
  • TX RA
    APPROVED
    Since 2017-12-19

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Timonium MD 01/2017 07/2017
New York Life Insurance Company Timonium MD 04/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 08/2017 Present
Uber Ellicott City MD 07/2017 08/2017
Bank Of America, N.A. Hunt Valley MD 10/2017 Present
  • 01/2017 → 07/2017
    Nylife Securities Llc
    Timonium, MD
  • 04/2016 → 07/2017
    New York Life Insurance Company
    Timonium, MD
  • 08/2017 → Present
    Hunt Valley, MD
  • 07/2017 → 08/2017
    Uber
    Ellicott City, MD
  • 10/2017 → Present
    Bank Of America, N.A.
    Hunt Valley, MD
Other Businesses

I*4852287, Entity Type: , Name of OBA: Rental Property - 08-Jul-26 - 1, Address: Ellicott CIty, Maryland, 21043, Investment Related: N, Position, Title, Association: Sole owner, Employee Start Date: 06/14/2026, No Hours: 0.5 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-18
  • S66 Uniform Combined State Law Examination
    2017-12-18
Other Names
  • Soon K Kwon

View on SEC IAPD

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