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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-23
AZ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • AZ RA
    APPROVED
    Since 2012-10-01

Branch Locations

2950 W. Peoria Ave, Phoenix, AZ 85029 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 10/2012 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 02/2007 Present
Previous Registrations
  • 2007-03-20 → 2012-10-01
    Chase Investment Services Corp.
    Phoenix, AZ
    Glendale, AZ
    Surprise, AZ
    Surprise, AZ
    Wickenburg, AZ
    Sun City, AZ
    Milwaukee, WI
    Peoria, AZ
  • 2006-06-21 → 2006-06-21
    Milwaukee, WI
Other Businesses

Entity Name: RRR Collectables Investment related: No Address: Private Residence Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 03/02/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Hobby business buying and selling sports cards and collectables online.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-13
  • S66 Uniform Combined State Law Examination
    2005-09-13
Other Names
  • Richard Ross Riemer
  • Richard Ross Riemer
  • R Ross Riemer
  • R. Ross Riemer

View on SEC IAPD

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