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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-17
MI RA APPROVED 2024-03-06
  • TX RA
    APPROVED
    Since 2026-04-17
  • MI RA
    APPROVED
    Since 2024-03-06

Branch Locations

2748 S Adams Rd, Rochester Hills, MI 48309 • United States

26700 W 12 Mile Rd, Southfield, MI 48034 • United States

3700 W Maple Rd, Bloomfield Hills, MI 48301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 04/2016 09/2017
Cig Risk Management Southfield MI 10/2018 11/2020
Cig Asset Management Southfield MI 10/2018 11/2020
Cig Securities, Inc. Southfield MI 10/2018 11/2020
Cig Capital Advisors Southfield MI 10/2018 11/2020
Doherty Search Partners Bloomfield Hills MI 10/2017 10/2018
Johnson Investment Counsel, Inc. Cincinnati OH 11/2020 08/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Auburn Hills MI 08/2023 Present
Bank Of America N.A. Auburn Hills MI 11/2023 Present
  • 04/2016 → 09/2017
    Hantz Financial Services
    Southfield, MI
  • 10/2018 → 11/2020
    Cig Risk Management
    Southfield, MI
  • 10/2018 → 11/2020
    Cig Asset Management
    Southfield, MI
  • 10/2018 → 11/2020
    Cig Securities, Inc.
    Southfield, MI
  • 10/2018 → 11/2020
    Cig Capital Advisors
    Southfield, MI
  • 10/2017 → 10/2018
    Doherty Search Partners
    Bloomfield Hills, MI
  • 11/2020 → 08/2023
    Cincinnati, OH
  • 08/2023 → Present
    Auburn Hills, MI
  • 11/2023 → Present
    Bank Of America N.A.
    Auburn Hills, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-06
  • S66 Uniform Combined State Law Examination
    2023-10-06
Designations
Other Names
  • Victor Doherty
  • Charley Doherty
  • Victor Charles Doherty
  • Victor Charles Doherty
  • Victor C Doherty

View on SEC IAPD

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