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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-12-05
TX RA APPROVED 2025-12-05
  • MO RA
    APPROVED
    Since 2025-12-05
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 05/2016 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 09/2018
U.S. Bank Chesterfield MO 09/2018 09/2022
U.S. Bancorp Investments, Inc. Chesterfield MO 09/2018 12/2025
Rbc Capital Markets, Llc St. Louis MO 12/2025 Present
City National Bank St. Louis MO 04/2026 Present
  • 05/2016 → 02/2018
    Scottrade
    St. Louis, MO
  • 02/2018 → 09/2018
    Td Ameritrade, Inc.
    St Louis, MO
  • 09/2018 → 09/2022
    U.S. Bank
    Chesterfield, MO
  • 09/2018 → 12/2025
    Chesterfield, MO
  • 12/2025 → Present
    St. Louis, MO
  • 04/2026 → Present
    City National Bank
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-16
S63 Uniform Securities Agent State Law Examination 2016-07-19
  • S66 Uniform Combined State Law Examination
    2019-04-16
  • S63 Uniform Securities Agent State Law Examination
    2016-07-19

View on SEC IAPD

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