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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-01-15
  • TN RA
    APPROVED
    Since 2025-01-15

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

256 Seaboard Ln Suite G-102, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Franklin TN 09/2018 09/2019
The Master's University Santa Clarita CA 09/2017 05/2018
Northwestern Mutual Peoria IL 05/2016 08/2017
Full-Time College Student Santa Clarita CA 08/2014 05/2018
Unemployed Franklin TN 05/2018 06/2018
Stonex Securities Inc Franklin TN 09/2019 Present
Stonex Advisors Inc Franklin TN 12/2020 Present
  • 09/2018 → 09/2019
    Mml Investors Services, Llc
    Franklin, TN
  • 09/2017 → 05/2018
    The Master's University
    Santa Clarita, CA
  • 05/2016 → 08/2017
    Northwestern Mutual
    Peoria, IL
  • 08/2014 → 05/2018
    Full-Time College Student
    Santa Clarita, CA
  • 05/2018 → 06/2018
    Unemployed
    Franklin, TN
  • 09/2019 → Present
    Stonex Securities Inc
    Franklin, TN
  • 12/2020 → Present
    Franklin, TN
Other Businesses

1) Trinity Baptist Church 4526 S Carothers Rd Franklin, TN 37064 Nature of Business: I serve on the finance team at the church. I assist with recording and organizing church funds. I have check writing abilities, but two signatures are always required for writing a check. Investment Related: Non-Investment Related Title: Member of Finance Team Duties: I serve on the finance team at the church. I assist with recording and organizing church funds. I have check writing abilities, but two signatures are always required for writing a check. Start Date: 10/29/2019 Approximate Hours Devoted to Business: 10 Approximate Hours Devoted to Business during Market Hours: 0 2) Lion Street Insurance Services, Inc - 515 Congress Suite 2500 Austin, TX 78701 Nature of Business: Insurance brokerage firm that enables me to shop various life, disability, and long-term care carriers and products. Investment Related: Yes Business Position: Insurance Salesman Business Duties: Salesman Business Start Date: 04/27/2022 Approximately one hour spent on this OBA monthly, with .25 hours spent on this OBA during market hours. 3) Oak Crest Financial Partners; Investment related; 1415 Liberty Pike| Franklin, TN 37067; Financial Planning, Investment Management; Financial Services Executive; 08/01/2024; 160 hrs/month during market hours 4) Haven Tax & Advisory - 256 Seaboard Ln, Suite G-102, Franklin TN 37067 Nature of Business: Tax Preparation and Bookkeeping Investment Related: Non-Investment Related Title: Co-Founder, Partner of Advisory & Growth Duties: Business development, tax planning, Start Date: 09/29/2025 Approximate Hours Devoted to Business: 20 Approximate Hours Devoted to Business during Market Hours: 5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-02
  • S66 Uniform Combined State Law Examination
    2019-04-02
Designations

View on SEC IAPD

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