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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-08-22
  • WI RA
    APPROVED
    Since 2025-08-22

Branch Locations

611 North Lynndale Dr. Ste. 135, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Bank Appleton WI 01/2016 01/2018
Cuso Financial Services, Lp San Diego CA 01/2018 05/2025
Community First Credit Union Appleton WI 01/2018 08/2025
Lpl Financial Llc Appleton WI 05/2025 08/2025
Cambridge Investment Research, Inc. Fairfield IA 08/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2025 Present
  • 01/2016 → 01/2018
    Bmo Harris Bank
    Appleton, WI
  • 01/2018 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 01/2018 → 08/2025
    Community First Credit Union
    Appleton, WI
  • 05/2025 → 08/2025
    Appleton, WI
  • 08/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2025-05-15 → 2025-08-28
    New London, WI
    Neenah, WI
    New London, WI
    Greenville, WI
    Greenville, WI
    Waupaca, WI
    Appleton, WI
  • 2018-11-07 → 2025-05-15
    Cuso Financial Services, L.P.
    Kimberly, WI
    Appleton, WI
    Greenville, WI
    New London, WI
    Appleton, WI
    Waupaca, WI
Other Businesses

1. MUSKY RED LLC, N3130 Susan Dr, Markesan WI 53946, United States, 08/01/2023, Owner, Real Estate, NIR, 6 HR/MO - 0 HR/MO TRADING 2. CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 08/2025, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO - 120 HR/MO TRADING 3. ST. JOSEPH FOOD PROGRAM, 1465 Opportunity Way, Menasha WI 54952, 01/2023, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 4 HR/MO, 0 HR/MO TRADING. 4. BNI - GREATER FOX VALLEY, Appleton WI 54915, 01/2026, Secretary, Networking, NIR, 8 HR/MO, 0 HR/MO TRADING. 5. PROVIDENCE PROMISE, 404 W Lawrence St., Appleton WI 54911, 06/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-06
S63 Uniform Securities Agent State Law Examination 2016-07-29
  • S65 Uniform Investment Adviser Law Examination
    2018-11-06
  • S63 Uniform Securities Agent State Law Examination
    2016-07-29

View on SEC IAPD

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