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Dana Lynne Lopez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mclean, VA

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-02-02
MD RA APPROVED 2016-10-03
  • VA RA
    APPROVED
    Since 2018-02-02
  • MD RA
    APPROVED
    Since 2016-10-03

Branch Locations

8300 Greensboro Dr, Mclean, VA 22102 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baltimore MD 04/2016 Present
Bank Of America, N.A. Baltimore MD 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2016-09-30
Other Names
  • Dana Walker
  • Dana Lynne Walker
  • Dana L Walker

View on SEC IAPD

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