Karla K Stanton

Current Employers

Employment History

• 10/2008 → 04/2024
  Sigma Financial Corporation
  Ann Arbor, MI
• 04/2024 → Present
  Osaic Wealth, Inc.
  Maumee, OH

Previous Registrations

• 2013-08-30 → 2024-04-01
  Spc
  Adrian, MI
  Ann Arbor, MI
  Maumee, OH
  Morenci, MI
• 2008-10-06 → 2010-12-31
  Spc
  Adrian, MI
• 2005-03-02 → 2006-12-18
  Thrivent Investment Management Inc.
  Riga, MI
  Adrian, MI
  Morenci, MI
  Riga, MI

Other Businesses

1. DBA - Engler, Garrow & Roth, Ltd.: W2 employee and producing representative. Start date: 2/15/22, approx. 200 hrs/mo, 70% during mkt hrs. INV REL: Y 2. Independently licensed insurance agent for the sale of various insurance products, including life, disability and LTC, through various insurance companies. Start date: 2/15/22, approx. 3 hrs/mo with 50% during mkt hrs. INV REL: Y 3. Board member/Secretary - Fulton County Pork Producers, Wauseon, OH. Organization helps with activities related to fair activities and the Junior Livestock Auction. Start date: 12/12/23, approx. 3 hrs/mo, none during mkt hrs. INV REL: N 4. ENGLER, GARROW & ROTH, LTD POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/15/2013 ADDRESS: 1645 Indian Wood Circle, Ste 102, Maumee OH 43537, United States DESCRIPTION: Independently licensed insurance agent for sale of various insurance products through various insurance companies. 5. ENGLER, GARROW & ROTH, LTD POSITION: Employee NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 08/15/2013 ADDRESS: 1645 Indian Wood Circle, Ste 102, Maumee OH 43537, United States DESCRIPTION: W2 employee providing sales and service of securities and financial planning. 6. ENGLER, GARROW & ROTH, LTD POSITION: Financial Planner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 35 START DATE: 02/15/2022 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: As a W2 employee of Engler, Garrow & Roth, Ltd, I use this DBA for marketing and promotional purposes. 7. FULTON COUNTY PORK PRODUCERS POSITION: Secretary NATURE: Nonprofit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 12/12/2023 ADDRESS: 3902 County Road 19, Archbold OH 43502, United States DESCRIPTION: Record minutes and correspond with others organizations and community members

Exams

• S66 Uniform Combined State Law Examination
  2005-01-25

Designations

Other Names

• Karla Kay Pennington
• Karla Kay Stanton