Patrick Douglas Mundlin

Current Employers

Employment History

• 06/2016 → 10/2019
  Axa Advisors Llc
  New York, NY
• 10/2019 → 01/2024
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 06/2020 → 12/2022
  Thrivent Advisor Network, Llc
  Austin, TX
• 01/2023 → Present
  49 Wealth Management Llc
  Austin, TX
• 01/2024 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Previous Registrations

• 2020-06-23 → 2022-12-31
  Thrivent Advisor Network, Llc
  Austin, TX
  Minneapolis, MN
• 2019-12-12 → 2020-07-02
  Pks Advisory Services, Llc
  Albany, NY
• 2018-02-20 → 2019-10-30
  Equitable Advisors, Llc
  Austin, TX
  Southlake, TX
  Austin, TX

Other Businesses

1) 49 Wealth Management, LLC; Investment-related: yes; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; an SEC RIA firm; Investment Adviser Representative; Financial Advisor servicing individual and small business clients since 10/2019; Approximately 90% of their time is for services as an investment advisor representative during business hours. 2) 49 Financial through Financial Independence Group; Non-Investment Related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; Fixed Insurance Sales Agent since (add start date); approximately 16 hours per month during business hours. 3) Oakwood Capital Securities; investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; Registered Representative; Sales; Start date: 2024-08-09; 1 Hours per month during trading hours; 1 Hours per month outside trading hours. 4) HarborM4, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX 76092. Ranch Ownership. Owner/Operator. Start 6/2016. 1 hour per month not during trading. Do manual labor, work on property maintenance, hunt and fish. 5) Harbor M Ranch Custom Homes. Not Investment Related. 1658 Royal Oaks Court, Southlake TX 76092. Real Estate. Owner/Operator. Start 5/2020. 1 hour per month not during trading. To help family make decisions of private business investments, to contribute personal capital if I wish to partake and to attend a 1x/month family dinner. 6) Bib Industries. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 8/21/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities mainly commercial real estate. 7) Saddleback Capital, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 8) Lifetime Benefits Insurance, LLC. Not investment related. 400 N Main St. Grapevine, Tx. 76051. Start 10/1/2023. Less than 1 hour / week. Not during trading. Fathers group health insurance company 9) 3 Cord Capital, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 10) Bronco Ventures, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 11) Copenhagen Cowboys, LLC. Not Investment Related. 1658 Royal Oaks Court, Southlake TX. LLC. Owner. Start 12/9/2021. Less than 1 hour per month, not during trading. LLC created to invest in private business activities. 12) 25 Giving; Contractor; Non investment related; 3711 S Mopac Expy, Ste. 150, Austin, TX 78746; since 6/20/2025; Referring non profits to a non profit consulting group; 1 hour per month during and after business hours. 13) Southlake Parks and Recreation; Non investment related; 1400 Main Street Southlake Texas 76092 United States; Board Member; since 8/12/2024; 1 hour during and after trading hours per month 14) SmartAss Capital; Owner; Non investment related; 1024 Mission Dr. Southlake Texas 76092; since 1/8/2026; LLC Ownership and holding company; 0 hours per month after business hours 15) Health to Abundance; President; Non investment related; 400 N. Main St., Ste 103; since 8/1/2025; New branding / naming of a group health insurance company, that was formerly 49 Financial; 2 hours per month during and after business hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-15
• S63 Uniform Securities Agent State Law Examination
  2016-08-22

Other Names

• Patrick Mundlin
• Pat Mundlin