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9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-04 |
| TX | RA | APPROVED | 2020-12-04 |
Branch Locations
9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States
7676 Hazard Center Drive Suite 1550, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Laredo | TX | 03/2019 | 06/2020 |
| Fitness Impact | Santa Barbara | CA | 06/2009 | 03/2018 |
| Bourke Wealth Mgmt, Lpl Financial | Santa Barbara | CA | 04/2016 | 12/2018 |
| Unemployed | Laredo | TX | 01/2019 | 02/2019 |
| Equitable Advisors, Llc | New York | NY | 03/2019 | 11/2020 |
| Octavia Wealth Advisors Llc | San Diego | CA | 11/2020 | Present |
| Purshe Kaplan Sterling Investments Inc. | Albany | NY | 01/2021 | Present |
| Octavia Risk Management Llc | San Diego | CA | 11/2020 | Present |
1) Kseniya Mendoza is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 1/2021. Business is conducted from 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108. Approximately 90% of Kseniya Mendoza's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 11/2020; implementation of insurance products; 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108; 20 hours per month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-09 |
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