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Current Employers
Octavia Wealth Advisors Llc

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-12-04
TX RA APPROVED 2020-12-04
  • CA RA
    APPROVED
    Since 2020-12-04
  • TX RA
    APPROVED
    Since 2020-12-04

Branch Locations

9999 Carver Road Suite 130, Cincinnati, OH 45242 • United States

7676 Hazard Center Drive Suite 1550, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Laredo TX 03/2019 06/2020
Fitness Impact Santa Barbara CA 06/2009 03/2018
Bourke Wealth Mgmt, Lpl Financial Santa Barbara CA 04/2016 12/2018
Unemployed Laredo TX 01/2019 02/2019
Equitable Advisors, Llc New York NY 03/2019 11/2020
Octavia Wealth Advisors Llc San Diego CA 11/2020 Present
Purshe Kaplan Sterling Investments Inc. Albany NY 01/2021 Present
Octavia Risk Management Llc San Diego CA 11/2020 Present
  • 03/2019 → 06/2020
    Axa Advisors, Llc
    Laredo, TX
  • 06/2009 → 03/2018
    Fitness Impact
    Santa Barbara, CA
  • 04/2016 → 12/2018
    Bourke Wealth Mgmt, Lpl Financial
    Santa Barbara, CA
  • 01/2019 → 02/2019
    Unemployed
    Laredo, TX
  • 03/2019 → 11/2020
    New York, NY
  • 11/2020 → Present
    San Diego, CA
  • 01/2021 → Present
    Purshe Kaplan Sterling Investments Inc.
    Albany, NY
  • 11/2020 → Present
    Octavia Risk Management Llc
    San Diego, CA
Previous Registrations
Other Businesses

1) Kseniya Mendoza is dually-registered as an investment advisor representative with Octavia Wealth Advisors, LLC ("Octavia") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS") since 1/2021. Business is conducted from 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108. Approximately 90% of Kseniya Mendoza's time is for services as an investment advisor representative and the balance as a registered representative. Octavia and PKS are not affiliated. 2) Insurance agent; Octavia Risk Management LLC; 11/2020; implementation of insurance products; 7676 Hazard Center Drive, Suite 1550, San Diego, CA 92108; 20 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-09
  • S66 Uniform Combined State Law Examination
    2019-05-09
Designations
Other Names
  • Ksenia Sarkisova
  • Ksenia Sarkisova
  • Kseniya Sarkisova
  • Ksenia Mendoza

View on SEC IAPD

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