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4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-11-21 |
| WY | RA | APPROVED | 2023-11-08 |
| TX | RA | APPROVED | 2023-11-07 |
| AR | RA | APPROVED | 2022-10-25 |
Branch Locations
4403 S Thompson St. Ste 1, Springdale, AR 72764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Springdale | AR | 01/2018 | 04/2019 |
| Arvest Bank | Springdale | AR | 07/2015 | 12/2017 |
| Sowell Financial Services, Llc Dba Sowell Mgmt. Services, Llc | North Little Rock | AR | 04/2019 | 10/2022 |
| M. S. Howells & Co. | Scottsdale | AZ | 04/2019 | 12/2021 |
| New Wave Wealth Advisors | Springdale | AR | 04/2019 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2021 | 09/2023 |
| Dmk Advisor Group | Lutz | FL | 04/2024 | Present |
1) New Wave Ventures, LLC; Not investment related; Springdale, AR; Owner/Manager (50%); 12/2020; 1 hrs/mo 8. 0 hrs during trading. Passive entity that is holding company for the building where New Wave Wealth Advisors, LLC operates. 2) Fixed Insurance; Investment related; Springdale, AR; Fixed / Traditional Insurance Agent; 11/2021; 4 hrs/mo, 4 hrs during trading, Sales of Fixed / Traditional Insurance 3) Toro Properties, LLC; Managing Member (50%); Rental property occupied by daughters; 5/2024; Non-investment related: Fayetteville, AR; 2 hours per month, 0 hours during trading hours; no current income provided. 4) DMK Advisor Group; Registered Representative; Lutz, FL; 04/2024; 2% of time during trading hours; sell of securities; investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-31 |
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