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Vishal Patel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-16
FL RA APPROVED 2021-04-29
MD RA APPROVED 2021-01-22
DC RA APPROVED 2019-08-20
  • TX RA
    APPROVED_RES
    Since 2021-11-16
  • FL RA
    APPROVED
    Since 2021-04-29
  • MD RA
    APPROVED
    Since 2021-01-22
  • DC RA
    APPROVED
    Since 2019-08-20

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bethesda MD 01/2018 06/2019
Unemployed Orlando FL 05/2017 01/2018
University Of Central Florida Orlando FL 08/2014 05/2017
Northwestern Mutual Orlando FL 05/2016 10/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 06/2019 Present
Bank Of America, N. A. Washington DC 08/2019 Present
  • 01/2018 → 06/2019
    Ameriprise Financial Services, Inc.
    Bethesda, MD
  • 05/2017 → 01/2018
    Unemployed
    Orlando, FL
  • 08/2014 → 05/2017
    University Of Central Florida
    Orlando, FL
  • 05/2016 → 10/2016
    Northwestern Mutual
    Orlando, FL
  • 06/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Washington, DC
  • 08/2019 → Present
    Bank Of America, N. A.
    Washington, DC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2018-12-17
Other Names
  • Vishal Patel
  • Vishal Minesh Patel

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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