Best Investors Account Sign in

Devin D Iafelice

First Trust Advisors LP

Wheaton, IL

Northfield, OH

Claim This Profile
Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-17
  • IL RA
    APPROVED
    Since 2021-11-17

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Northfield, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Research Financial Group Rochester NY 05/2016 02/2018
Invest Financial Corp. Tampa FL 07/2016 02/2018
Lpl Financial Llc East Rochester NY 08/2018 10/2019
Steve Ricci East Rochester NY 02/2018 08/2018
Vivaldi Asset Management, Lcc Chicago IL 11/2019 10/2021
Foreside Fund Services, Llc Chicago IL 12/2019 10/2021
First Trust Portfolios L.P. Wheaton IL 11/2021 Present
First Trust Advisors L.P. Wheaton IL 11/2021 Present
  • 05/2016 → 02/2018
    Research Financial Group
    Rochester, NY
  • 07/2016 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 08/2018 → 10/2019
    Lpl Financial Llc
    East Rochester, NY
  • 02/2018 → 08/2018
    Steve Ricci
    East Rochester, NY
  • 11/2019 → 10/2021
    Vivaldi Asset Management, Lcc
    Chicago, IL
  • 12/2019 → 10/2021
    Foreside Fund Services, Llc
    Chicago, IL
  • 11/2021 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2021 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2018-08-29 → 2019-10-23
    Lpl Financial Llc
    East Rochester, NY
    San Diego, CA
    East Rochester, NY
  • 2018-02-14 → 2018-03-21
    Lpl Financial Llc
    Rochester, NY
  • 2017-07-07 → 2018-02-14
    Invest Financial Corporation
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-29
  • S66 Uniform Combined State Law Examination
    2017-06-29
Other Names
  • Devin D Iafelice
  • Devin David Iafelice

View on SEC IAPD

Other Firms

BOOSTER ASSET MANAGEMENT, LLC
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE ASSET MANAGEMENT, LLC
BROOKSTONE CAPITAL MANAGEMENT LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
MONETTA FINANCIAL SERVICES INC

Other Investors

CORY JOHN GREBE
ALLAN CURTIS PARLIER
JASON MICHAEL CRUMP
DAVID KEVIN SEITZER
NORMAN CHARLES GARNER
RANDY LEON FLOYD
Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

More in Wheaton, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor