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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-27 |
Branch Locations
11801 Pierce Street Suite 215, Riverside, CA 92505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Riverside | CA | 04/2016 | 12/2025 |
| World Financial Group, Inc. | Riverside | CA | 04/2011 | Present |
| Team Tenacity | Pomona | CA | 11/2018 | Present |
| Transamerica Financial Advisors | Riverside | CA | 03/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors (TFA). Team Tenacity, Inc. Investment Related? No Pass through entity for tax purposes Start date 7/2018 Secretary 10 hours per month, 1 hour per day during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-31 |
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