John Carpenter Brooks

Current Employers

Employment History

• 04/2016 → Present
  Jjb Hilliard Wl Lyons Llc
  Louisville, KY
• 10/2019 → Present
  Robert W. Baird & Co. Incorporated
  Lexington, KY

Previous Registrations

• 2016-06-28 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Lexington, KY

Other Businesses

Name/Address: Good Shepherd Episcopal Church 533 East Main St. Lexington KY 40508. Start date: 1/1/20 Hours spent: 0-1 hours/week Hours spent during trading hours: 0-1 hour/month Role/Responsibility: Finance Committee Member Investment-related Name/Address: Edgemont Holiday LLC 416 Holiday Rd Lexington KY 40502 Start date: 9/11/19 Hours spent: 0-1 hour/month Hours spent during trading hours: Zero Role/Responsibility: Agent for family LLC Non-Investment related Name/Address: Headley Whitney Museum 4435 Old Frankfort Pike Lexington KY 40510 Start date: 9/1/20 Hours spent: 0-1 hour/month Hours spent during trading hours: Zero Role/Responsibility: Advising on the endowment and how it should be invested Non-Investment related Name/Address: Blue Grass Community Foundation / 499 E High St, STE 112, Lexington, KY 40507 Start Date: 8/16/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee member Investment Related Name/Address: Episcopal Diocese of Lexington - Investment Committee / 225 Walton Ave. #120, Lexington, KY 40508 Start Date: 11/16/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2016-06-24