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Brendan Sullivan

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-12
MO RA APPROVED 2019-12-02
  • TX RA
    APPROVED
    Since 2020-02-12
  • MO RA
    APPROVED
    Since 2019-12-02

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2018 07/2019
Total Quality Logistics St. Louis MO 05/2017 02/2018
Learfield Columbia MO 08/2016 04/2017
Nutrishop Columbia MO 08/2015 12/2016
Wells Fargo Clearing Services St. Louis MO 11/2019 Present
Unemployed Lake St. Louis MO 07/2019 10/2019
  • 04/2018 → 07/2019
    Edward Jones
    St Louis, MO
  • 05/2017 → 02/2018
    Total Quality Logistics
    St. Louis, MO
  • 08/2016 → 04/2017
    Learfield
    Columbia, MO
  • 08/2015 → 12/2016
    Nutrishop
    Columbia, MO
  • 11/2019 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 07/2019 → 10/2019
    Unemployed
    Lake St. Louis, MO
Previous Registrations
  • 2018-08-17 → 2019-08-01
    Edward Jones
    Lake St Louis, MO
    St Louis, MO
    O Fallon, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-16
  • S66 Uniform Combined State Law Examination
    2018-08-16
Other Names
  • Brendan Sullivan
  • Brendan Michael Sullivan

View on SEC IAPD

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