Cody Summerall

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 04/2019
  Global Financial Private Capital
  Sarasota, FL
• 08/2016 → 04/2019
  Gf Investment Services, Llc
  Sarasota, FL
• 09/2016 → 10/2018
  Print3Dsrq
  Sarasota, FL
• 04/2019 → 08/2021
  Assetmark Financial, Inc.
  Sarasota, FL
• 12/2020 → 08/2021
  Assetmark Brokerage, Llc
  Sarasota, FL
• 08/2021 → Present
  Raymond James & Associates
  St. Petersburg, FL

Previous Registrations

• 2021-04-06 → 2021-09-07
  Assetmark, Inc.
  Concord, CA
  Sarasota, FL
  Sarasota, FL
• 2017-01-19 → 2020-08-14
  Global Financial Private Capital, Inc.
  Sarasota, FL

Exams

• S66 Uniform Combined State Law Examination
  2017-01-06

Other Names

• Cody Maxwell Summerall