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Edward Richard Van Der Velden

Ubs Financial Services Inc.

San Mateo, CA

San Francisco, CA

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-11
CA RA APPROVED 2018-11-13
  • TX RA
    APPROVED
    Since 2019-11-11
  • CA RA
    APPROVED
    Since 2018-11-13

Branch Locations

400 S. El Camino Real Suite 900, San Mateo, CA 94402 • United States

555 California St 34Th, 36Th & 46Th Floors, San Francisco, CA 94104 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Mateo CA 09/2017 08/2018
Morgan Stanley Bellevue WA 06/2017 09/2017
Ubs Financial Services San Jose CA 04/2016 06/2017
Santa Clara University Santa Clara CA 09/2014 06/2018
Ubs Financial Services San Mateo CA 08/2018 Present
  • 09/2017 → 08/2018
    Ubs Financial Services
    San Mateo, CA
  • 06/2017 → 09/2017
    Morgan Stanley
    Bellevue, WA
  • 04/2016 → 06/2017
    Ubs Financial Services
    San Jose, CA
  • 09/2014 → 06/2018
    Santa Clara University
    Santa Clara, CA
  • 08/2018 → Present
    Ubs Financial Services
    San Mateo, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2018-11-13
Other Names
  • Teddy Van Der Velden
  • Edward Van Der Velden

View on SEC IAPD

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Other Offices

NEWFRONT RETIREMENT SERVICES, INC. · SAN MATEO, CA
ESO MANAGEMENT SERVICES LLC · SAN MATEO, CA
FARMERS ASSET MANAGEMENT, LLC · San Mateo, CA
EAGLE STRATEGIES LLC · SAN MATEO, CA
LPL FINANCIAL LLC · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA
FISHER INVESTMENTS · SAN MATEO, CA

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