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Shane Dee Pendley

5Th Street Advisors, LLC

Southport, CT

Southport, CT

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Current Employers
5Th Street Advisors, Llc

107 John Street, Southport, CT 06890 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-08-02
  • CT RA
    APPROVED
    Since 2018-08-02

Branch Locations

107 John Street, Southport, CT 06890 • United States

107 John Street, Southport, CT 06890 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
5Th Street Advisors, Llc Southport CT 03/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-21
  • S65 Uniform Investment Adviser Law Examination
    2016-03-21

View on SEC IAPD

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STARBOARD CAPITAL PARTNERS, LLC · SOUTHPORT, CT
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SOUTHPORT, CT
ESSEX FINANCIAL SERVICES, INC. · Southport, CT
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC · SOUTHPORT, CT
FREMONT WEALTH MANAGEMENT, LP · SOUTHPORT, CT
EDWARD JONES · SOUTHPORT, CT
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