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Carlos Antonio Rodriguez

Edelman Financial Engines

Coral Gables, FL

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-19
FL RA APPROVED 2018-11-01
  • TX RA
    APPROVED
    Since 2019-12-19
  • FL RA
    APPROVED
    Since 2018-11-01

Branch Locations

355 Alhambra Cir Suite 1500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 09/2012 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 08/2026
Edelman Financial Engines Santa Clara CA 08/2026 Present
  • 09/2012 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 08/2026
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 08/2026 → Present
    Edelman Financial Engines
    Santa Clara, CA
Previous Registrations
  • 2012-10-08 → 2018-11-01
    Edelman Financial Services, Llc
    Aventura, FL
    Fairfax, VA
    Boca Raton, FL
  • 2010-09-13 → 2012-10-12
    Patterson Investments, Inc.
    Davie, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-02
S66 Uniform Combined State Law Examination 2010-08-08
  • S63 Uniform Securities Agent State Law Examination
    2013-05-02
  • S66 Uniform Combined State Law Examination
    2010-08-08
Designations
Other Names
  • Carlos A. Rodriguez

View on SEC IAPD

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MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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