Louis Matthew Levy

Current Employers

Employment History

• 04/2016 → 02/2019
  North Ridge Securities Corp.
  Melville, NY
• 01/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2019 → Present
  North Ridge Wealth Planning Llc
  Melville, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2024 → Present
  North Ridge Insurance Services Llc
  Melville, NY

Other Businesses

1. NAME OF OTHER BUSINESS: NORTH RIDGE WEALTH PLANNING LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2021, POSITION/TITLE/RELATIONSHIP: CHIEF EXECUTIVE OFFICER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES & SALE & SERVICE OF FIXED INSURANCE; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2019 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. NAME OF OTHER BUSINESS: NORTH RIDGE INSURANCE SERVICES LLC , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: IMO, START DATE: 11/2024 , POSITION/TITLE/RELATIONSHIP: PRESIDENT & CEO, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: ASSISTING REPS WITH OUTSIDE INSURANCE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-09-08
• S63 Uniform Securities Agent State Law Examination
  2016-04-28

Other Names

• Matt Levy