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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
FL RA APPROVED 2023-08-07
  • OH RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10
  • FL RA
    APPROVED
    Since 2023-08-07

Branch Locations

312 Walnut St 16Th Fl, Cincinnati, OH 45202 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Inc St. Paul MN 12/2016 08/2023
Securian Financial Services Inc St. Paul MN 12/2016 08/2023
North Star Resource Group Cincinnati OH 12/2016 Present
University Of Dayton Dayton OH 08/2013 Present
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2023 Present
  • 12/2016 → 08/2023
    Minnesota Life Insurance Inc
    St. Paul, MN
  • 12/2016 → 08/2023
    Securian Financial Services Inc
    St. Paul, MN
  • 12/2016 → Present
    North Star Resource Group
    Cincinnati, OH
  • 08/2013 → Present
    University Of Dayton
    Dayton, OH
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-14 → 2023-08-10
    Securian Financial Services, Inc.
    Cincinnati, OH
    Pinellas Park, FL
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-03
  • S66 Uniform Combined State Law Examination
    2017-02-03

View on SEC IAPD

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