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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
| FL | RA | APPROVED | 2023-08-07 |
Branch Locations
312 Walnut St 16Th Fl, Cincinnati, OH 45202 • United States
Tampa, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Insurance Inc | St. Paul | MN | 12/2016 | 08/2023 |
| Securian Financial Services Inc | St. Paul | MN | 12/2016 | 08/2023 |
| North Star Resource Group | Cincinnati | OH | 12/2016 | Present |
| University Of Dayton | Dayton | OH | 08/2013 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2023 | Present |
1) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-03 |
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