Aaron Mark Soden

Current Employers

Employment History

• 04/2016 → 08/2018
  Nationwide Securities Llc
  Columbus, OH
• 03/2016 → 08/2019
  Nationwide Financial
  New Milford, PA
• 10/2019 → Present
  1938 Wealth Advisors
  Hallstead, PA
• 09/2018 → Present
  Eleven Roses
  Hallstead, PA
• 03/2016 → Present
  Rick Leet Agency
  Hallstead, PA
• 10/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2020 → Present
  Vicus Capital, Inc
  State College, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 9/29 APX NUMBER OF HOURS PER WEEK: 12 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: ELEVEN ROSES LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: COMMERCIAL REAL ESTATE DEVELOPMENT START DATE: 9/2018 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DAY TO DAY DECISION MAKING AND RESPONSIBLE FOR HANDLING THE COMPANY'S FINANCIALS INCLUDING PAYING BILLS, RECEIVING RENT, AND FILING TAX RETURNS 3. NAME OF OTHER BUSINESS: RICK LEET AGENCY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES START DATE: 4/2019 POSITION/TITLE/RELATIONSHIP: FINANCIAL SPECIALIST APX NUMBER OF HOURS PER WEEK: 12 BRIEF DESCRIPTION OF DUTIES: SELL FIXED LIFE AND ANNUITY PRODUCTS 4. NAME OF OTHER BUSINESS: 1938 WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE 5. NAME OF OTHER BUSINESS: VICUS CAPITAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVISORY BUSINESS; POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE; START DATE: 12/2020; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING AND ASSET MANAGEMENT; 6. NAME OF OTHER BUSINESS: RICK LEET AGENCY LLC DBA LITTLE AND NELSON INSURANCE; INVESTMENT RELATED: NO; ADDRESS: 66 PUBLIC AVE MONTROSE PA 18801; NATURE OF BUSINESS: INSURANCE; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: OPERATIONS; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES, RESPONSIBLE FOR OPERATIONS, TECHNOLOGY AND SYSTEMS; 7. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 10/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HHOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 8. NAME OF OTHER BUSINESS: SUSQUEHANNA FIRE DEPT, INC, INVESTMENT RELATED: NO, ADDRESS: 43 ERIE BLVD, SUSQUEHANNA, PA 18874, NATURE OF BUSINESS: VOLUNTEER FIRE DEPT, START DATE:11/2024, POSITION/TITLE/RELATIONSHIP: ASSISTANT CHIEF , APX NUMBER OF HOURS PER WEEK: 5, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR TRAINING OF DEPARTMENT MEMBERS AND FOR OVERSIGHT OF EMERGENCY SCENES AND EMERGENCY RESPONSE PROCEDURES.;

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-02-18
• S63 Uniform Securities Agent State Law Examination
  2016-04-15