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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-04-30 |
Branch Locations
5910 State Route 92, Kingsley, PA 18826 • United States
841 Main Street, New Milford, PA 18834 • United States
3 John F Kennedy Drive, Archbald, PA 18403 • United States
29 Quaker Lake Rd, Friendsville, PA 18818 • United States
25036 State Route 11, Hallstead, PA 18822 • United States
36 Public Ave, Montrose, PA 18801 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl | Montrose | PA | 04/2015 | Present |
| Nbt Bank | Montrose | PA | 04/2015 | Present |
1. 04/30/15-TJS UNLIMITED DBA MR SANDLESS SCNY/OTHER - FAMILY BUSINESS/1. I AM THE BOOKKEEPER FOR MY HUSBANDS COMPANY 2. PRESIDENT.. BOOK KEEPER 3. N 3.A NULL 4. Y 5. N/1%/353 N MAIN ST ARCHBALD PA 18403 2. 09/21/2015 - NBT Insurance Agency - Non-Variable Insurance - inv rel - at reported business location(s) - start 09/03/2015 - 5 hrs/mo during secs trdg hrs. 3. 05/02/2019 - NBT INVESTMENT SERVICES - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:5/2/2019 - 0 hrs/mo - 0 hrs during trading. 4. 4/27/2021 - No Business Name - Not Investment Related - Home Based - Other-Breeding Puppies - Start Date: 1/1/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Own Golden Retrievers and breed them for sale at home.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-07 |
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