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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-09-11
TX RA APPROVED_RES 2015-09-10
  • PA RA
    APPROVED
    Since 2015-09-11
  • TX RA
    APPROVED_RES
    Since 2015-09-10

Branch Locations

13 Walzer Lane, Scott Twp., PA 18433 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2015 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2015 Present
Previous Registrations
  • 2010-11-08 → 2015-08-07
    Advantage Investment Management, Llc
    Olyphant, PA
  • 2008-12-15 → 2012-07-31
    National Planning Corporation
    Cedar Rapids, IA
    Olyphant, PA
  • 2005-10-31 → 2008-12-17
    Osaic Services, Inc.
    Phoenix, AZ
    Olyphant, PA
    Clarks Summit, PA
  • 2003-11-20 → 2005-10-31
    Sunamerica Securities, Inc.
    Clarks Summit, PA
Other Businesses

1) KEYSTONE RETIREMENT RESOURCES, 1 HIGHLANDS BLVD, STE 203, ARCHBALD, PA, 9/2015, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO, 5 HR/MO TRADING. 2) KEYSTONE RETIREMENT RESOURCES, 1 HIGHLANDS BLVD, STE 203, ARCHBALD, PA, 9/2015, OWNER, DBA, INV REL, 140 HR/MO, 128 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 09/2015, ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 4) RONALD PAULL, 15 WALZER LN, SCOTT TWP, PA, 08/2023, OWNER, BEE KEEPING, NIR, 5 HR/MO, 0 HR/MO TRADING. 5) RONALD PAULL, 660 GRIFFIN POND RD, S. ABINGTON TWP, PA, 09/2023, VOLUNTEER, TEACHING GYM, NIR, 4 HR/MO, 4 HR/MO TRADING. 6) RON OR NADYA PAULL, 15 Walzer Ln, Scott Twp PA 18433, United States, 08/16/2023, Owner, Lawn Care / Equipment Ownership (Family Assistance), NIR, 8 HR/MO - 0 HR/MO TRADING 7) HOBBY WOOD WORKING, 15 Walzer Lane, Scott Township PA 18433, United States, 03/02/2026, Owner, Hobby Woodworking / Occasional Sale of Handcrafted Items, NIR, 5 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-08
S63 Uniform Securities Agent State Law Examination 1997-11-04
  • S66 Uniform Combined State Law Examination
    2001-05-08
  • S63 Uniform Securities Agent State Law Examination
    1997-11-04

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