Jude Stambone

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2011-01-04

PA RA
APPROVED

Since 2011-01-04

Branch Locations

307 Betty St, Ste 3, Eynon, PA 18403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Eynon	PA	01/2011	Present

01/2011 → Present

Lpl Financial

Eynon, PA

Previous Registrations

2009-06-26 → 2010-12-31

Cadaret, Grant & Co., Inc.

Dunmore, PA
2005-01-14 → 2009-07-13

Wells Fargo Clearing Services, Llc

Taylor, PA

Scranton, PA

Allentown, PA

Other Businesses

1. 01/03/11 - STAMBONE FINANCIAL/ DBA ONLY/ EYNON, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-08-18
S65	Uniform Investment Adviser Law Examination	2000-08-18

S63 Uniform Securities Agent State Law Examination

2000-08-18
S65 Uniform Investment Adviser Law Examination

2000-08-18

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews