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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-24
  • PA RA
    APPROVED
    Since 2024-06-24

Branch Locations

27 Depot Street, Peckville, PA 18452 • United States

4905 Tilghman Street Suite 200, Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carbon Lehigh Intermediate Unit 21 Schnecksville PA 12/2006 02/2017
Carbon Lehigh Intermediate Unit 21 Schnecksville PA 05/2013 02/2017
Horace Mann Investors, Inc. Springfield IL 03/2017 01/2023
Horace Mann Companies Springfield IL 03/2017 01/2023
Mass Mutual Life Insurance Company Peckville PA 12/2022 Present
Mml Investors Services Llc Peckville PA 02/2023 Present
  • 12/2006 → 02/2017
    Carbon Lehigh Intermediate Unit 21
    Schnecksville, PA
  • 05/2013 → 02/2017
    Carbon Lehigh Intermediate Unit 21
    Schnecksville, PA
  • 03/2017 → 01/2023
    Horace Mann Investors, Inc.
    Springfield, IL
  • 03/2017 → 01/2023
    Horace Mann Companies
    Springfield, IL
  • 12/2022 → Present
    Mass Mutual Life Insurance Company
    Peckville, PA
  • 02/2023 → Present
    Peckville, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-17
S63 Uniform Securities Agent State Law Examination 2017-05-12
  • S65 Uniform Investment Adviser Law Examination
    2024-06-17
  • S63 Uniform Securities Agent State Law Examination
    2017-05-12

View on SEC IAPD

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