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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-03
ND RA APPROVED 2016-07-25
  • TX RA
    APPROVED
    Since 2018-07-03
  • ND RA
    APPROVED
    Since 2016-07-25

Branch Locations

2000 Schafer Street Siute A, Bismarck, ND 58501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bismarck ND 04/2016 Present
Rs Investments Bismarck ND 07/2016 12/2018
  • 04/2016 → Present
    Raymond James Financial Services, Inc.
    Bismarck, ND
  • 07/2016 → 12/2018
    Rs Investments
    Bismarck, ND
Other Businesses

(1)Name of Business: Address: 108 Third St NE, Mandan, ND, 58554, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board, Officer - President Investment Related: No Start Date: 02/18/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the chairman of the school board. (2)Name of Business: 4Partners, LLC Address: 2000 Schafer St Ste A, Bismarck, ND, 58501-1204, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 04/29/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of the LLC. Reason for the LLC is to purchase a lot and build building for our Raymond James office. (3)Name of Business: Little Way LLC Address: 2000 Schafer Street, Bismarck, ND, 58501, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/31/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I opened this LLC as I own a rental property under the LLC. (4)Name of Business: NA Address: 2000 Schafer Street Suite A, Bismarck, ND, 58501, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: sell fixed annuities to qualified clients (5)Name of Business: Prosperitas Investments Inc. Address: 2000 Schafer Street Suite A, Bismarck, ND, 58501, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/17/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-11
  • S66 Uniform Combined State Law Examination
    2016-07-11
Other Names
  • Dan Edward Schaner

View on SEC IAPD

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