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Stephen Barton

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Richmond, VA

Wells Fargo Clearing Services, LLC

Richmond, VA

Virginia Beach, VA

North Chesterfield, VA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-05-28
  • VA RA
    APPROVED
    Since 2026-05-28

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

1800 Bayberry Ct, Richmond, VA 23226 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-11-28
  • VA RA
    APPROVED
    Since 2018-11-28

Branch Locations

1800 Bayberry Ct Ste 100 Meridian Office Building, Richmond, VA 23226 • United States

208 Golden Oak Ct Stes 250 & 300 Reflections Iii, Virginia Beach, VA 23452 • United States

North Chesterfield, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Richmond VA 05/2026 Present
Wells Fargo Clearing Services Glen Allen VA 10/2015 04/2018
Wells Fargo Clearing Services Glen Allen VA 04/2018 Present
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Richmond, VA
  • 10/2015 → 04/2018
    Wells Fargo Clearing Services
    Glen Allen, VA
  • 04/2018 → Present
    Wells Fargo Clearing Services
    Glen Allen, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-28
  • S66 Uniform Combined State Law Examination
    2018-11-28
Other Names
  • Stephen Barton
  • Stephen Eric Barton

View on SEC IAPD

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