Leah Nicole Brooks

Employer firm

Beacon Pointe Advisors, LLC CRD 119290

$54.9B regulatory AUM 265 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 12/2016
  Bethel University
  St. Paul, MN
• 05/2016 → 12/2016
  Greater Midwest Financial Group
  St. Paul, MN
• 01/2017 → 05/2017
  Unemployed
  St. Paul, MN
• 05/2017 → 12/2017
  Thrivent Financial
  Ham Lake, MN
• 09/2017 → 05/2020
  Thrivent Investment Management Inc
  Lake Elmo, MN
• 12/2017 → 05/2020
  Thrivent Financial For Lutherans
  Appleton, WI
• 05/2020 → 08/2022
  Thrivent Advisor Network, Llc D/B/A Landmark Wealth Management
  Lake Elmo, MN
• 07/2020 → 06/2025
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 08/2022 → 10/2024
  Landmark Wealth Management Group
  Lake Elmo, MN
• 10/2024 → Present
  Beacon Pointe Advisors
  Lake Elmo, MN
• 10/2024 → Present
  Beacon Pointe Insurance Services, Llc
  Lake Elmo, MN

Previous Registrations

• 2022-08-05 → 2024-11-14
  Landmark Wealth Management Group
  Lake Elmo, MN
• 2020-05-20 → 2022-08-15
  Thrivent Advisor Network, Llc
  Minneapolis, MN
  Lake Elmo, MN
• 2017-11-08 → 2020-07-15
  Thrivent Investment Management Inc.
  Lake Elmo, MN
  Ham Lake, MN
  Minneapolis, MN

Other Businesses

Beacon Pointe Insurance Services, LLC, Not investment-related; Address: Main office located at 24 Corporate Plaza Dr., STE., 150, Newport Beach CA 92660; Position/Title: Agent; Start Date: 10/2024; HRS/MO During trading hours: 10 hrs./Mo.; Duties: Sale of insurance products (life/health/accident).

Exams

• S66 Uniform Combined State Law Examination
  2017-11-07

Designations

• Certified Financial Planner

Other Names

• Leah Nicole Swanson