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Richard C. Schmidt

J.P. Morgan Securities LLC

Larchmont, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-26
TX RA APPROVED_RES 2025-03-26
  • NY RA
    APPROVED
    Since 2025-03-26
  • TX RA
    APPROVED_RES
    Since 2025-03-26

Branch Locations

1350 Boston Post Road, Larchmont, NY 10538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank/Td Ameritrade/Scottrade Inc Portsmouth NH 04/2016 01/2021
J.P. Morgan Securities Llc Larchmont NY 03/2025 Present
Jpmorgan Chase Bank, N.A. Larchmont NY 03/2025 Present
Charles Schwab Bank/Td Ameritrade/Scottrade Inc Greenwich CT 02/2021 03/2025
  • 04/2016 → 01/2021
    Charles Schwab Bank/Td Ameritrade/Scottrade Inc
    Portsmouth, NH
  • 03/2025 → Present
    J.P. Morgan Securities Llc
    Larchmont, NY
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Larchmont, NY
  • 02/2021 → 03/2025
    Charles Schwab Bank/Td Ameritrade/Scottrade Inc
    Greenwich, CT
Previous Registrations
  • 2022-01-27 → 2025-04-09
    Charles Schwab & Co., Inc.
    Greenwich, CT
    Stamford, CT
    Burlington, MA
  • 2021-03-02 → 2022-03-07
    Td Ameritrade, Inc.
    Burlington, MA
    Greenwich, CT
    Omaha, NE
  • 2021-03-02 → 2022-03-07
    Td Ameritrade Investment Management, Llc
    Burlington, MA
    Greenwich, CT
  • 2018-02-27 → 2021-01-11
    Td Ameritrade, Inc.
    Portsmouth, NH
  • 2018-02-26 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Portsmouth, NH
  • 2017-03-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-22
S63 Uniform Securities Agent State Law Examination 2016-08-06
  • S66 Uniform Combined State Law Examination
    2017-02-22
  • S63 Uniform Securities Agent State Law Examination
    2016-08-06
Other Names
  • Richard Schmidt
  • Richard Cole Schmidt
  • Richard Schmidt
  • Richard C Schmidt

View on SEC IAPD

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Other Offices

AEGIS CAPITAL CORP. · Larchmont, NY
CITIGROUP GLOBAL MARKETS INC. · Larchmont, NY
LPL FINANCIAL LLC · Larchmont, NY
J.P. MORGAN SECURITIES LLC · LARCHMONT, NY
AFA ADVISORS LLC · LARCHMONT, NY
METAVASI CAPITAL LP · LARCHMONT, NY
ROCK HARBOR PARTNERS LLC · LARCHMONT, NY
BESSEMER VENTURE PARTNERS · LARCHMONT, NY

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