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Current Employers
Aegis Capital Corp.

1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-10-24
OH RA APPROVED 2025-10-08
CT RA APPROVED 2022-09-23
NY RA APPROVED 2021-05-07
MO RA APPROVED 2019-10-21
TX RA APPROVED 2019-10-21
VA RA APPROVED 2019-10-21
NJ RA APPROVED 2019-10-16
  • RI RA
    APPROVED
    Since 2025-10-24
  • OH RA
    APPROVED
    Since 2025-10-08
  • CT RA
    APPROVED
    Since 2022-09-23
  • NY RA
    APPROVED
    Since 2021-05-07
  • MO RA
    APPROVED
    Since 2019-10-21
  • TX RA
    APPROVED
    Since 2019-10-21
  • VA RA
    APPROVED
    Since 2019-10-21
  • NJ RA
    APPROVED
    Since 2019-10-16

Branch Locations

1940 Palmer Ave. Suite 8, Larchmont, NY 10538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Capital Corp New York NY 06/2015 Present
Other Businesses

1) Larchmont Wealth Management (D.B.A); 156 Kings Highway North, Westport CT 06880 ; Investment related; Owner, Financial Advisor; DBA established for marketing purposes of my financial advisory business, securities offered through Aegis Capital Corp., Start date: 4/7/2021; Approximately 160 hours per month devoted to business; 160 hours during securities trading hours. 2) Larchmont Volunteer Ambulance Corp., 155 Weaver St., Larchmont, NY 10538; Not Investment Related; Board Member; Start date: 06/01/2021; 4 hours per month devoted to activity; 0 hours during securities trading hours. 3) ACC Agency Inc., 1305 Walt Whitman Rd, Ste 120 Melville, NY 11747; Investment Related; Insurance general agency; producer, agent; start date: 10-17-2025; 5-10 hours per month devoted to business; 5-10 hours per month during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-10
S63 Uniform Securities Agent State Law Examination 2003-12-31
  • S65 Uniform Investment Adviser Law Examination
    2019-10-10
  • S63 Uniform Securities Agent State Law Examination
    2003-12-31

View on SEC IAPD

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