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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-05-13
  • PA RA
    APPROVED
    Since 2026-05-13

Branch Locations

101 West Elm Street Suite 200, Conshocken, PA 19428 • United States

411 South State St., Newtown, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jenkintown PA 07/2019 10/2022
Drexel University Philadelphia PA 09/2014 06/2019
Unemployed Danbury CT 06/2019 07/2019
Janney Montgomery Scott Philadelphia PA 03/2018 05/2019
Macquarie Investment Management Philadelphia PA 03/2017 09/2017
Delaware Investments Philadelphia PA 03/2016 09/2016
Ubs Financial Services Conshohocken PA 10/2022 Present
  • 07/2019 → 10/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Jenkintown, PA
  • 09/2014 → 06/2019
    Drexel University
    Philadelphia, PA
  • 06/2019 → 07/2019
    Unemployed
    Danbury, CT
  • 03/2018 → 05/2019
    Janney Montgomery Scott
    Philadelphia, PA
  • 03/2017 → 09/2017
    Macquarie Investment Management
    Philadelphia, PA
  • 03/2016 → 09/2016
    Delaware Investments
    Philadelphia, PA
  • 10/2022 → Present
    Ubs Financial Services
    Conshohocken, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-13
  • S66 Uniform Combined State Law Examination
    2026-05-13
Other Names
  • Kiera Lynn Hennessy
  • Kiera Hennessy

View on SEC IAPD

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