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Stephen R. Bradley

Ubs Financial Services Inc.

Conshohocken, PA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-15
PA RA APPROVED 2012-08-31
  • TX RA
    APPROVED_RES
    Since 2019-10-15
  • PA RA
    APPROVED
    Since 2012-08-31

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Conshohocken PA 01/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-16
S63 Uniform Securities Agent State Law Examination 1999-10-15
  • S66 Uniform Combined State Law Examination
    2007-08-16
  • S63 Uniform Securities Agent State Law Examination
    1999-10-15
Other Names
  • Stephen R Bradley
  • Stephen R. Bradley
  • Stephen R. R. Bradley

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
HBKS WEALTH ADVISORS · CONSHOHOCKEN, PA
WILLIAM BLAIR · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · Conshocken, PA

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