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Shanna Monroe

Northwestern Mutual Investment Services, LLC

Indianapolis, IN

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-11-01
  • IN RA
    APPROVED
    Since 2023-11-01

Branch Locations

9998 Crosspoint Blvd, Ste 400, Indianapolis, IN 46256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sbc Wealth Management Indianapolis IN 04/2016 09/2023
John Coffin Indianapolis IN 09/2023 10/2023
Northwestern Mutual Investment Services Llc Indianapolis IN 10/2023 Present
John Coffin Indianapolis IN 05/2025 Present
Bryan Miller Indianapolis IN 08/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2025 Present
  • 04/2016 → 09/2023
    Sbc Wealth Management
    Indianapolis, IN
  • 09/2023 → 10/2023
    John Coffin
    Indianapolis, IN
  • 10/2023 → Present
    Northwestern Mutual Investment Services Llc
    Indianapolis, IN
  • 05/2025 → Present
    John Coffin
    Indianapolis, IN
  • 08/2024 → Present
    Bryan Miller
    Indianapolis, IN
  • 05/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2022-08-30 → 2023-09-25
    Sbc Wealth Management
    Indianapolis, IN
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-20
S65 Uniform Investment Adviser Law Examination 2022-08-30
  • S63 Uniform Securities Agent State Law Examination
    2024-04-20
  • S65 Uniform Investment Adviser Law Examination
    2022-08-30
Other Names
  • Shanna Marie Pirtle
  • Shanna Marie Monroe

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

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