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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-06-26 |
| MN | RA | APPROVED | 2026-01-13 |
| ID | RA | APPROVED | 2025-11-05 |
| CO | RA | APPROVED | 2025-02-05 |
| AL | RA | APPROVED | 2024-06-17 |
| TX | RA | APPROVED_RES | 2024-02-20 |
| PA | RA | APPROVED | 2023-11-22 |
| MS | RA | APPROVED | 2023-03-22 |
| CT | RA | APPROVED | 2023-02-10 |
| WA | RA | APPROVED | 2022-08-25 |
| NC | RA | APPROVED | 2022-03-22 |
| DC | RA | APPROVED | 2022-01-20 |
| FL | RA | APPROVED | 2022-01-13 |
| GA | RA | APPROVED | 2021-05-04 |
| SC | RA | APPROVED | 2021-05-03 |
Branch Locations
220 North Main Street Suite 500, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John White | Alpharetta | GA | 08/2016 | 01/2018 |
| Northwestern Mutual Investment Services Llc | Alpharetta | GA | 10/2016 | 01/2018 |
| Lima One Capital | Greenville | SC | 01/2018 | 02/2021 |
| Guardian Life Insurance Company | Greenville | SC | 02/2021 | Present |
| Park Avenue Securities | Greenville | SC | 02/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-19 |
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