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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
25 Park Avenue, Clifton Park, NY 12065 • United States
65 Wolf Road Suite 107, Albany, NY 12205 • United States
1365 New Scotland Road, Slingerlands, NY 12159 • United States
132 State St, Albany, NY 12207 • United States
2 Rush St, Schenectady, NY 12305 • United States
581 New Loudon Rd, Latham, NY 12110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Bank, A Division Of Chemung Canal Trust Co | Clifton Park | NY | 12/2009 | Present |
| Lpl Financial, Llc | Clifton Park | NY | 04/2016 | Present |
1) 04/10/2016 - CFS Group, Inc - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - 100% 2)04/10/2016 - Capital Bank, a division of Chemung Canal Trust Co - at reported business location(s) - non-inv rel - start: 12/14/2009 - 160 hr/mth, 90% 3) 1/22/2021 - Specific Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/24/2021 - 5 Hours Per Month During Securities Trading. 4) 03/13/2026-Capital Bank, a division of Chemung Canal Trust Co-Business Banker-Financial Institution Duty-Inv related-At Rutherford, NJ-Start date 12/14/2009-160hrs/mth-150hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-02 |
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