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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-01
  • AZ RA
    APPROVED
    Since 2025-10-01

Branch Locations

16100 N 71St Street Suite 190, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonora Investment Management Llc Phoenix AZ 02/2016 10/2021
Sonora Investment Management Group, Llc Tucson AZ 10/2021 Present
Focus Partners Wealth, Llc Boston MA 10/2025 Present
  • 02/2016 → 10/2021
    Sonora Investment Management Llc
    Phoenix, AZ
  • 10/2021 → Present
    Sonora Investment Management Group, Llc
    Tucson, AZ
  • 10/2025 → Present
    Boston, MA
Previous Registrations
  • 2022-09-20 → 2025-10-23
    Sonora Investment Management
    Scottsdale, AZ
    Tucson, AZ
  • 2016-06-27 → 2021-10-01
    Sonora Investment Management Llc
    Phoenix, AZ
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-03
  • S65 Uniform Investment Adviser Law Examination
    2016-03-03
Designations

View on SEC IAPD

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