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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2011-03-15
  • IL RA
    APPROVED
    Since 2011-03-15

Branch Locations

495 Chestnut Street, Winnetka, IL 60093 • United States

227 West Monroe Street, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co Winnetka IL 03/2011 Present
  • 03/2011 → Present
    Robert W Baird & Co
    Winnetka, IL
Previous Registrations
  • 2009-11-13 → 2010-10-05
    Chicago, IL
    Chicago, IL
  • 2005-01-01 → 2009-12-31
    Shea John A Investment Advisor
    Chicago, IL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-22
S65 Uniform Investment Adviser Law Examination 2004-12-23
  • S63 Uniform Securities Agent State Law Examination
    2009-12-22
  • S65 Uniform Investment Adviser Law Examination
    2004-12-23

View on SEC IAPD

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