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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Westlake | TX | 03/2016 | 04/2017 |
| Unemployed | Coppell | TX | 04/2017 | 12/2017 |
| Princeton Review | Los Angeles | CA | 12/2017 | 03/2018 |
| Morgan Stanley Smith Barney, Llc | Beverly Hills | CA | 03/2018 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 09/2019 | 07/2021 |
| Per Stirling Capital Management, Llc | Austin | TX | 06/2023 | Present |
| B.B. Graham & Co. Inc | Austin | TX | 06/2023 | Present |
| Generation Focus | Los Angeles | CA | 07/2021 | 01/2022 |
| Unemployed | Austin | TX | 01/2022 | 06/2023 |
ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: B. B. GRAHAM & CO, INC.; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN TX 7874; NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 06/2023 ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO, INC.: PER STIRLING CAPITAL MANAGEMENT, LLC; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES ROAD, AUSTIN TX 7874; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR; POSITION: OPERATIONS SPECIALIST/INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 06/2023
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-13 |
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